97% Sebi enforcement orders since 2013 targeted trading-call providers: Report

97% Sebi enforcement orders since 2013 targeted trading-call providers: Report

The Association of Registered Investment Advisers (ARIA) has released an analysis showing that trading-call providers — registered and unregistered — accounted for nearly 97% of all enforcement orders issued by Sebi since 2013. The findings suggest that genuine fiduciary investment advisers have maintained high compliance standards over the past decade. According to ARIA, between 2013…

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14 SEBI steps for better investor protection, market efficiency, tech focus: A quick take

14 SEBI steps for better investor protection, market efficiency, tech focus: A quick take

Tuhin Kanta Pandey, Chairman of the Securities and Exchange Board of India (SEBI), while speaking at the Global Fintech Fest 2025 said- “India’s capital markets have become one of the most technologically advanced in the world: fully digital, dematerialised, and transparent.” He also mentioned that the participation of investors has surged to 134 million, which is marking an…

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Sebi proposes new governance rules for stock exchanges and market bodies

Sebi proposes new governance rules for stock exchanges and market bodies

Sebi regulations, Sebi news: In a bid to strengthen transparency and accountability across India’s financial market ecosystem, the Securities and Exchange Board of India (Sebi) has proposed a fresh set of governance norms for key Market Infrastructure Institutions (MIIs) including stock exchanges, depositories, and clearing corporations. The proposed framework will apply to institutions such as NSE, BSE,…

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